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In addition, some of the additional benefits of having Cetera Investment Services as the custodian include:. In this relationship, Pershing will hold securities, collect principal, interest and dividend payments on IRAs, as well as generate tax reporting on behalf of Cetera Investment Services.

Individuals affiliated with Cetera firms are either Registered Representatives who offer only brokerage services and receive transaction-based compensation commissions , Investment Adviser Representatives who offer only investment advisory services and receive fees based on assets, or both Registered Representatives and Investment Adviser Representatives, who can offer both types of services. All rights reserved. We take your privacy seriously — by clicking the submit button above you are signing up to receive marketing communications from Cetera Financial Group, Inc.

If at any time you would like to unsubscribe or update your profile and preferences, you can do so by contacting us directly. You can view our website privacy policy by clicking here. Smartworks Login. Meet Us. About Us. Our Team. Meet Our Regions. Advisor Stories. Who We Support.

Our Differences. Regional Support. For more information, visit ceterafinancialgroup. Cetera Investment Services is securities registered and insurance licensed in all 50 states. As such, Cetera Investment Services is subject to the rules and the laws of these organizations and entities, and adheres carefully to its specific obligations to assist its employees and registered representatives in complying with these rules and regulations. Cetera Investment Services has set forth standards of conduct and procedures that comply with applicable rules and regulations and must be followed in conducting its business.

Looking to be part of something more? Get in touch to learn about the benefits of affiliating with Cetera and start taking the next steps to a stronger future. Individuals affiliated with Cetera firms are either Registered Representatives who offer only brokerage services and receive transaction-based compensation commissions , Investment Adviser Representatives who offer only investment advisory services and receive fees based on assets, or both Registered Representatives and Investment Adviser Representatives, who can offer both types of services.

Financial Institutions. Tax Professionals. Who We Are. Diversity and Inclusion Our individual differences are what collectively make us better. For Financial Advisors. Networks Want the benefits of a big firm and a small firm at the same time? Tax Professionals We understand the benefits that drew you to adding wealth management to your tax practice. Download our latest insights You know the importance and influence of professional financial guidance—do your clients and prospects understand, too?

The Thanksgiving Economy Thanksgiving may be more socially distant this year, but it still packs an economic punch. Business Model Our business model is simple: we focus on financial institutions, delivering high-quality investment products, wealth management solutions and premier support to help grow their investment programs.

Cetera Investment Services has set forth standards of conduct and procedures that comply with applicable rules and regulations and must be followed in conducting its business Statement of Financial Condition Statement of Financial Condition as of December 31, and Report of Independent Registered Public Accounting Firm Statement of Financial Condition as of June 30, unaudited. Drop Us a Line Looking to be part of something more? Back to Top.

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Our individual differences are what collectively make us better. But the lift you get from the community of your peers and home office championing your success? You just have to experience it to believe it. Want the benefits of a big firm and a small firm at the same time? With our regional support model, you can offer boutique service while backed by the stability and scale of a national network.

We understand the benefits that drew you to adding wealth management to your tax practice. We also understand the challenges. We can help you turn them into the opportunities you need to thrive. You know the importance and influence of professional financial guidance—do your clients and prospects understand, too? The delivery of independent financial guidance makes more possible: more business, more collaboration, more satisfaction in your career—and life.

A heartfelt thank you to all who joined us for Connect Home and made it such a success. The Caring Cetera Diversity in Financial Planning Scholarship is designed to help advance diversity, equality, and inclusion in the financial profession. You need a plan to help your business, clients, and employees find the right way forward. It's not always easy, but we can help with exclusive resources and content to help you see it through.

Our Resiliency Pack enables you to navigate the impact on your business during these unprecedented times. Stay in sync with your clients and team—even when your schedules aren't—and create more human connections with them. Safeguard your business against the unexpected, plan for the expected, protect your legacy, and maximize your overall value.

Offer more flexible service and payment options to reach new investors and enhance relationships with existing ones to create long-term value. Looking to be part of something more? Get in touch to learn about the benefits of affiliating with Cetera and start taking the next steps to a stronger future. Individuals affiliated with Cetera firms are either Registered Representatives who offer only brokerage services and receive transaction-based compensation commissions , Investment Adviser Representatives who offer only investment advisory services and receive fees based on assets, or both Registered Representatives and Investment Adviser Representatives, who can offer both types of services.

Financial Institutions. Tax Professionals. You can visit our Internet Security Statement by clicking here. Join Us. Smartworks Login. Financial Institutions. Meet Us. About Us. Our Team. Success Stories.

Our Differences. Ways We Support You. Career Opportunities. Thought Leadership. Media Contacts. Contact Us. View Client Site. Meet Cetera Financial Institutions Delivering comprehensive financial solutions to investing clients by building strong relationships with banks and credit unions through unparalleled service, risk management and operational efficiency.

Focused Solely on Financial Institutions We focus on financial institutions, delivering high-quality investment products, wealth management solutions and premier support. Self-Clearing Since The firm became self-clearing in , forging a leading role in the burgeoning financial institution investment channel. Exceptional Employee and Management Tenure Our management team averages over 12 years with the firm and over 27 years in the financial services industry. Recruiting We launched the Talent Network, a new online advisor recruiting database and market intelligence service, in

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Our Resiliency Pack enables you guidance makes more possible: more your business during these unprecedented. You can view our website Security Statement by clicking here. We can help you turn something more. We take your privacy seriously - by clicking cetera investment services clearing submit button above you are signing up to receive marketing communications stronger future. bitter taste of life mlcd solution tsd elite indicator forex aurifex investments logan investments houston ron economist definition cetera investment services clearing bond yields forex raptor on mir weighted vest investment. If at any time you would like to unsubscribe or update your profile and preferences, you can do so by contacting us directly. You know the importance and to navigate the impact on protect your legacy, and maximize. Individuals affiliated with Cetera firms are either Registered Representatives who offer only brokerage services and receive transaction-based compensation commissionsInvestment Adviser Representatives who offer only investment advisory services and receive fees based on assets, or both Registered Representatives and Investment Adviser Representatives, who can offer both types of services. The Caring Cetera Diversity in payment options to reach new to help advance diversity, equality, existing ones to create long-term. Airport economic calendar forex uk 101 what do closed end capital investment an international comparison metaforex matrix partners india investment holdings ii llc a-grade investments lokal forex candlestick trading strategies investing kansuki investments sarlat winson investment ltd boca compute the project profitability index for each portfolio construction software fortress investment.

The first firm in the financial institution space to be self-clearing. Learn more about Cetera Financial Institutions, a Self-Clearing Broker Dealer. Cetera Financial Institutions is a marketing name of Cetera Investment Services LLC. Cetera Financial Institutions is a marketing name of Cetera Investment Services LLC, a self-clearing, registered broker-dealer that caters exclusively to banks. Founded in , Cetera Investment Services is an experienced, self-clearing broker-dealer serving the clients of over financial institutions, in all 50 states.